Rules
Rules
Update : Jun. 20, 2013
DISCLAIMER
DISCLAIMER: This translation may be used for reference purposes only. This English version is not an official translation of the original Japanese version (including tables for comparison of new and old rules and regulations; hereinafter the same). Certain parts of the translation may have been edited to accommodate differences in writing style and expression between English and Japanese. In cases where any differences including, but not limited to, those differences above occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation is subject to change without notice. Tokyo Stock Exchange, Inc., Tokyo Stock Exchange Regulation, and/or their affiliates shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, misunderstanding, or changes with regard to this translation.Tokyo Stock Exchange, Inc.
Articles of Incorporation
| Articles of Incorporation of Tokyo Stock Exchange, Inc. (as of September 30, 2007) |
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| Advisory Committee Rules (as of November 1, 2007) |
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Business Regulations and Related Rules
| Business Regulations (as of April 23, 2012) |
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| Enforcement Rules for Business Regulations (as of March 28, 2012) |
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| Rules Concerning Bids and Offers (as of November 21, 2011) |
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| Rules Concerning Price Limits on Bids and Offers (as of March 1, 2010) |
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| Rules Regarding Trading Units of Foreign Stocks (as of April 1, 2011) |
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| Rules on Regulatory Measures Concerning Securities Trading, etc. or Its Brokerage (as of June 16, 2008) |
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Trading Participant Regulations and Related Rules
| Trading Participant Regulations (as of June 1, 2012) |
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| Trading Participant Agreement (For domestic corporations) (as of January 6, 2003) |
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| Trading Participant Agreement (For foreign corporations which are not exchange trading authorized firms) (as of February 9, 2009) |
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| Trading Participant Agreement (For remote trading participants) (as of February 9, 2009) |
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| Enforcement Rules for Trading Participant Regulations (as of March 31, 2012) |
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| Rules Concerning Examinations on Obtaining Trading Qualifications (as of March 31, 2012) |
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| Rules Regarding Trading Participation Fees, etc. (as of August 1, 2012) |
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| Rules Concerning Securities in lieu of Money as Participant Bonds, Trading Participant Security Money, and Trading Margin for When-issued Transactions (as of January 4, 2013) |
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| Rules on Reporting of Syndicate Cover Transactions (as of September 30, 2007) |
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| Rules Concerning an Issue under Trade Monitoring (as of June 16, 2008) |
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| Regulations for Trading Supervision Systems at Trading Participants to Prevent Unfair Trading (as of January 1, 2012) |
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| Regulations for Order Management Systems at Trading Participants (as of October 1, 2006) |
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| Regulations Concerning Trading Participants' Listing Eligibility Examination Systems (as of March 31, 2011) |
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| Rules Concerning Just and Equitable Principles of Trade (as of April 1, 2011) |
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| Arbitration Rules (as of September 30, 2007) |
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Clearing and Settlement Regulations and Related Rules
| Clearing and Settlement Regulations (as of June 1, 2012) |
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| Enforcement Rules for Clearing and Settlement Regulations (as of January 15, 2009) |
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Margin/Loan Trading Regulations and Related Rules, etc.
| Margin/Loan Trading Regulations (as of July 1, 2009) |
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| Rules for Treatment of Rights Pertaining to Standardized Margin Trading (as of May 11, 2009) |
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| Rules Concerning Selection of Stocks Eligible for Standardized Margin Trading and Loan Trading (as of April 1, 2012) |
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Securities Listing Regulations and Related Rules
| Securities Listing Regulations (as of March 31, 2013) |
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| Enforcement Rules for Securities Listing Regulations (as of March 31, 2013) |
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| Guidelines Concerning Listing Examination, etc. (as of April 1, 2012) |
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| Guidelines Concerning Listed Company Compliance, etc. (as of May 10, 2012) |
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Brokerage Agreement Standards and Related Rules, etc.
| Brokerage Agreement Standards (as of January 4, 2013) |
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| Agreement on Entrustment of When-Issued Transactions (as of January 5, 2009) |
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| Agreement for Setting up Margin Trading Account (as of January 5, 2009) |
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| The Rate of Delinquency Charges Based on the Agreements (as of November 1, 2001) |
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| Exclusion from Securities in lieu of Money for Customer Margin (as of September 30, 2007) |
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Special Regulations and Related Rules
| Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning ToSTNeT Market (as of November 21, 2011) |
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| Enforcement Rules for Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning ToSTNeT Market (as of November 21, 2011) |
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| Special Regulations of Securities Listing Regulations Concerning Specified Listed Securities (as of May 20, 2013) |
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| Enforcement Rules for Special Regulations of Securities Listing Regulations Concerning Specified Listed Securities (as of May 20, 2013) |
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| Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning Specified Financial Instruments Exchange Markets (as of July 1, 2012) |
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| Enforcement Rules for Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning Specified Financial Instruments Exchange Markets (as of July 1, 2012) |
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| Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning Government Bond Futures Contract (as of July 1, 2012) |
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| Enforcement Rules for Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning Government Bond Futures Contract (as of July 1, 2012) |
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| Rules on Margin and Transfer of Unsettled Contracts Pertaining to Futures/Options Contract (as of July 26, 2010) |
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| Treatment of the Rules on Margin and Transfer of Unsettled Contracts Pertaining to Futures/Options Contract (as of November 21, 2011) |
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| AGREEMENT FOR SETTING UP FUTURES/OPTIONS TRADING ACCOUNT (for trading at Tokyo Stock Exchange) (as of April 1, 2010) |
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| Derivatives Transactions Designated by the Exchange (as of April 11, 2012) |
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| Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning Index Futures Contract (as of July 1, 2012) |
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| Enforcement Rules for Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning Index Futures Contract (as of July 1, 2012) |
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| Special Regulations of Business Regulations, Margin/Loan Trading Regulations and Brokerage Agreement Standards Concerning Individual Securities Options Contract (as of November 21, 2011) |
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| Enforcement Rules for Special Regulations of Business Regulations, Margin/Loan Trading Regulations, and Brokerage Agreement Standards Concerning Individual Securities Options Contract (as of March 12, 2012) |
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| Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning Options Contract on Government Bond Futures (as November 21, 2011) |
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| Enforcement Rules for Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning Options Contract on Government Bond Futures (as of November 21, 2011) |
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| Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning Index Options Contract (as of November 21, 2011) |
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| Enforcement Rules for Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning Index Options Contract (as of November 21, 2011) |
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Tokyo Stock Exchange Regulation
| Articles of Incorporation of Tokyo Stock Exchange Regulation (as of November 1, 2007) |
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| Business Regulations of Tokyo Stock Exchange Regulation (as of July 1, 2012) |
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| Enforcement Rules for the Business Regulations of Tokyo Stock Exchange Regulation (as of November 1, 2007) |
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[Related link]
For the Financial Instruments and Exchange Act, the Companies Act, etc., please refer to the following webpage:
