Status of issues which have entered a grace period, etc.

List of Issues in a Grace Period, etc.

Update : Jul. 29, 2014

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Issues which are likely to enter a grace period due to ceasing to be a substantial surviving company due to a merger, etc.

Issues in a grace period due to ceasing to be a substantial surviving company due to a merger, etc.

Issues in a grace period pertaining to the criteria for the number of shareholders

1st Section: Reassignment to the 2nd Section (pertaining to Rule 311, Paragraph 1, Item 1 of the Securities Listing Regulations)

VeriServe Corporation

Code 3724
Grace Period From Apr. 01, 2014 (Tue.) to Mar. 31, 2015 (Tue.)
Reason Due to the number of shareholders on Mar. 31, 2014 being less than 2,000

MORESCO Corporation

Code 5018
Grace Period From Mar. 01, 2014 (Sat.) to Feb. 28, 2015 (Sat.)
Reason Due to the number of shareholders on Feb. 28, 2014 being less than 2,000

1st / 2nd Section: Delisting (pertaining to Rule 601, Paragraph 1, Item 1 of the Securities Listing Regulations)

Not applicable.

Mothers: Delisting (pertaining to Rule 603, Paragraph 1, Item 1 of the Securities Listing Regulations)

Not applicable.

Issues in a grace period pertaining to the criteria for the number of tradable shares, etc.

1st Section: Reassignment to the 2nd Section (pertaining to Rule 311, Paragraph 1, Item 2 of the Securities Listing Regulations)

Not applicable.

1st / 2nd Section: Delisting (pertaining to Rule 601, Paragraph 1, Item 2 of the Securities Listing Regulations)

Not applicable.

Mothers: Delisting (pertaining to Rule 603, Paragraph 1, Item 2 of the Securities Listing Regulations)

Not applicable.

Mothers (Foreign Stocks): Delisting (pertaining to Rule 604, Paragraph 1, Item 1 of the Securities Listing Regulations (relevant to Rule 603, Paragraph 1, Item 2, Sub-item b of the same regulations))

Not applicable.

Issues in a grace period pertaining to the criteria for market capitalization

1st Section: Reassignment to the 2nd Section (pertaining to Rule 311, Paragraph 1, Item 4 of the Securities Listing Regulations)

PIXELA CORPORATION

Code 6731
Period Specified in the Criteria The stock shall be reassigned to the 2nd Section when the monthly average market capitalization and month-end market capitalization do not reach the required value from May 01, 2014 to Jan. 31, 2015.

The grace period has fixed on Jul. 23, 2014.
Fixing of Grace Period pertaining to Reassignment to the 2nd Section from the 1st Section - PIXELA CORPORATION -(News:Jul. 23, 2014 )
Reason Due to the market capitalization on Apr. 2014 being less than JPY 2 billion

1st / 2nd Section: Delisting (pertaining to Rule 601, Paragraph 1, Item 4 of the Securities Listing Regulations)

ALMEDIO INC.

Code 7859
Period Specified in the Criteria In cases where the company submits documents containing description on the current state of business, future developments, improvement of a business plan, and other matters deemed necessary by TSE by Jul. 31, 2014, the grace period for delisting shall be from May 01, 2014 to Jan. 31, 2015 (from May 01, 2014 to Jul. 31, 2014 in cases where the company is unable to submit such documents). The stock shall be delisted when the monthly average market capitalization and month-end market capitalization do not reach the required value during the period.
Reason Due to the market capitalization on Apr. 2014 being less than JPY 1 billion

Mothers: Delisting (pertaining to Rule 603, Paragraph 1, Item 5 of the Securities Listing Regulations)

Fasteps Co.,Ltd.

Code 2338
Period Specified in the Criteria The stock shall be delisted when the monthly average market capitalization and month-end market capitalization do not reach the required value from May 01, 2014 to Jan. 31, 2015.

The grace period has fixed on Jul. 29, 2014.
Fixing of Grace Period pertaining to delisting - Fasteps Co.,Ltd. -(News:Jul. 29, 2014 )
Reason Due to the market capitalization on Apr. 2014 being less than JPY 1 billion

Mothers (Foreign Stocks): Delisting (pertaining to Rule 604, Paragraph 1, Item 1of the Securities Listing Regulations (relevant to Rule 603, Paragraph 1, Item 5, Sub-item a))

Not applicable.

Two-yen criterion: Delisting (pertaining to Rule 601, Paragraph 1, Item 4, Sub-item b / Rule 603, Paragraph 1, Item 5, Sub-item b of the Securities Listing Regulations)

Not applicable.

Issues in a grace period pertaining to the criteria for stock price on Mothers

Mothers: Delisting (pertaining to Rule 603, Paragraph 1, Item 5-2 of the Securities Listing Regulations)

Not applicable.

(Note 1) The examination applies to companies listed on Mothers on or after Nov. 09, 2009.

(Note 2) "Public offering price at new listing" is modified based on the effects of stock splits, gratis allotment of shares, reverse stock splits and other acts.

Issues in a grace period pertaining to the criteria for stock price on JASDAQ

Not applicable.

Issues in a grace period pertaining to the criteria for liabilities in excess of assets

1st Section: Reassignment to the 2nd Section (pertaining to Rule 707, Paragraph 3 of the Securities Listing Regulations)

Not applicable.

1st/2nd Section: Delisting (pertaining to Rule 601, Paragraph 1, Item 5 of the Securities Listing Regulations)

Not applicable.

Mothers: Delisting (pertaining to Rule 603, Paragraph 1, Item 3 of the Securities Listing Regulations)

AGET Inc.(Old trade name:YAMATO Ltd.)

Code 7853
Grace Period From Oct. 01, 2013 (Tue.) to Sep. 30, 2014 (Tue.)
Reason Due to confirmation of liabilities in excess of assets as of the end of the business year

Mothers (Foreign Stocks): Delisting (pertaining to Rule 604, Paragraph 1, Item 1 of the Securities Listing Regulations (relevant to Rule 603, Paragraph 1, Item 3 of the same regulations))

Not applicable.

JASDAQ Standard: Delisting (pertaining to Rule 604 - 2, Paragraph 1, Item 3 of the Securities Listing Regulations (relevant to Rule 601, Paragraph 1, Item 5 of the same regulations))

Forval RealStraight Inc.

Code 9423
Grace Period From Apr. 01, 2014 (Tue.) to Mar. 31, 2015 (Tue.)
Reason Due to confirmation of liabilities in excess of assets as of the end of the business year

CRYMSON Co.,Ltd.

Code 2776
Grace Period From Feb. 01, 2014 (Sat.) to Jan. 31, 2015 (Sat.)
Reason Due to confirmation of liabilities in excess of assets as of the end of the business year

JASDAQ Growth: Delisting (pertaining to Rule 604 - 4, Paragraph 1, Item 2 of the Securities Listing Regulations (relevant to Rule 601, Paragraph 1, Item 5 of the same regulations))

IDEA INTERNATIONAL CO.,LTD.

Code 3140
Grace Period From Jul. 01, 2013 (Mon.) to Jun. 30, 2014 (Mon.)
Reason Due to confirmation of liabilities in excess of assets as of the end of the business year

Inspire,Inc.

Code 2724
Grace Period From Apr. 01, 2013 (Mon.) to Mar. 31, 2014 (Mon.)
Reason Due to confirmation of liabilities in excess of assets as of the end of the business year

(Note) TSE publicizes whether the state of liabilities in excess of assets is resolved based on the descriptions in a securities report to be submitted after the expiration of the grace period.

Issues under market capitalization examination prescribed in the last sentence of Rule 601, Paragraph 1, Item 7 of the Securities Listing Regulations

Not applicable.

Issues in a grace period pertaining to the criteria for ratio of working assets, etc.

Venture Fund: Delisting (Rule 1318, Paragraph 2, Item 1 of the Securities Listing Regulations and Rule 11, Paragraph 5 of the supplementary provisions of the Jul. 16, 2013 amendments to said regulations)

Venture Business Investment Corporation

Code 8720
Grace Period From Feb. 01, 2014 (Sat.) to Jan. 31, 2015 (Sat.)
Reason Due to the ratio of the amount invested in unlisted stocks, etc. to the total amount of working assets, etc. being less than 70% at the end of the business period

(Note)

  • (*) Venture Business Investment Corporation is scheduled to be dissolved due to the end of its duration on Jan. 31, 2015. In connection with such dissolution, the above issue is expected to be delisted on Jan. 27, 2015.

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