Status of issues which have entered a grace period, etc.

List of Issues in a Grace Period, etc.

Update : Jan. 13, 2015

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Issues which are likely to enter a grace period due to ceasing to be a substantial surviving company due to a merger, etc.

Issues in a grace period due to ceasing to be a substantial surviving company due to a merger, etc.

Issues in a grace period pertaining to the criteria for the number of shareholders

1st Section: Reassignment to the 2nd Section (pertaining to Rule 311, Paragraph 1, Item 1 of the Securities Listing Regulations)

Not applicable.

1st / 2nd Section: Delisting (pertaining to Rule 601, Paragraph 1, Item 1 of the Securities Listing Regulations)

Not applicable.

Mothers: Delisting (pertaining to Rule 603, Paragraph 1, Item 1 of the Securities Listing Regulations)

Not applicable.

Issues in a grace period pertaining to the criteria for the number of tradable shares, etc.

1st Section: Reassignment to the 2nd Section (pertaining to Rule 311, Paragraph 1, Item 2 of the Securities Listing Regulations)

Not applicable.

1st / 2nd Section: Delisting (pertaining to Rule 601, Paragraph 1, Item 2 of the Securities Listing Regulations)

TOFUKU FLOUR MILLS CO.,LTD.

Code 2006
Grace Period From Oct. 01, 2014 (Wed.) to Sep. 30, 2015 (Wed.)
Reason Due to the market capitalization of tradable shares on Sep. 30, 2014 being less than JPY 500 million

Mothers: Delisting (pertaining to Rule 603, Paragraph 1, Item 2 of the Securities Listing Regulations)

Not applicable.

Mothers (Foreign Stocks): Delisting (pertaining to Rule 604, Paragraph 1, Item 1 of the Securities Listing Regulations (relevant to Rule 603, Paragraph 1, Item 2, Sub-item b of the same regulations))

Not applicable.

Issues in a grace period pertaining to the criteria for market capitalization

1st Section: Reassignment to the 2nd Section (pertaining to Rule 311, Paragraph 1, Item 4 of the Securities Listing Regulations)

Not applicable.

1st / 2nd Section: Delisting (pertaining to Rule 601, Paragraph 1, Item 4 of the Securities Listing Regulations)

System Technology-i Co.,Ltd.

Code 2345
Period Specified in the Criteria In cases where the company submits documents containing description on the current state of business, future developments, improvement of a business plan, and other matters deemed necessary by TSE by Jan. 31, 2015, the grace period for delisting shall be from Nov. 01, 2014 to Jul. 31, 2015 (from Nov. 01, 2014 to Jan. 31, 2015 in cases where the company is unable to submit such documents). The stock shall be delisted when the monthly average market capitalization and month-end market capitalization do not reach the required value during the period.
Reason Due to the market capitalization on Oct. 2014 being less than JPY 1 billion

Mothers: Delisting (pertaining to Rule 603, Paragraph 1, Item 5 of the Securities Listing Regulations)

Not applicable.

Mothers (Foreign Stocks): Delisting (pertaining to Rule 604, Paragraph 1, Item 1of the Securities Listing Regulations (relevant to Rule 603, Paragraph 1, Item 5, Sub-item a))

Not applicable.

Two-yen criterion: Delisting (pertaining to Rule 601, Paragraph 1, Item 4, Sub-item b / Rule 603, Paragraph 1, Item 5, Sub-item b of the Securities Listing Regulations)

Not applicable.

Issues in a grace period pertaining to the criteria for stock price on Mothers

Mothers: Delisting (pertaining to Rule 603, Paragraph 1, Item 5-2 of the Securities Listing Regulations)

Not applicable.

(Note 1) The examination applies to companies listed on Mothers on or after Nov. 09, 2009.

(Note 2) "Public offering price at new listing" is modified based on the effects of stock splits, gratis allotment of shares, reverse stock splits and other acts.

Issues in a grace period pertaining to the criteria for stock price on JASDAQ

Not applicable.

Issues in a grace period pertaining to the criteria for liabilities in excess of assets

1st Section: Reassignment to the 2nd Section (pertaining to Rule 707, Paragraph 3 of the Securities Listing Regulations)

Not applicable.

1st/2nd Section: Delisting (pertaining to Rule 601, Paragraph 1, Item 5 of the Securities Listing Regulations)

PIXELA CORPORATION

Code 6731
Grace Period From Oct. 01, 2014 (Wed.) to Sep. 30, 2015 (Wed.)
Reason Due to confirmation of liabilities in excess of assets as of the end of the business year

LCA Holdings Corporation

Code 4798
Grace Period From May 21, 2014 (Wed.) to May 20, 2015 (Wed.)
Reason Due to confirmation of liabilities in excess of assets as of the end of the business year

Mothers: Delisting (pertaining to Rule 603, Paragraph 1, Item 3 of the Securities Listing Regulations)

Not applicable.

Mothers (Foreign Stocks): Delisting (pertaining to Rule 604, Paragraph 1, Item 1 of the Securities Listing Regulations (relevant to Rule 603, Paragraph 1, Item 3 of the same regulations))

Not applicable.

JASDAQ Standard: Delisting (pertaining to Rule 604 - 2, Paragraph 1, Item 3 of the Securities Listing Regulations (relevant to Rule 601, Paragraph 1, Item 5 of the same regulations))

Forval RealStraight Inc.

Code 9423
Grace Period From Apr. 01, 2014 (Tue.) to Mar. 31, 2015 (Tue.)
Reason Due to confirmation of liabilities in excess of assets as of the end of the business year

CRYMSON Co.,Ltd.

Code 2776
Grace Period From Feb. 01, 2014 (Sat.) to Jan. 31, 2015 (Sat.)
Reason Due to confirmation of liabilities in excess of assets as of the end of the business year

JASDAQ Growth: Delisting (pertaining to Rule 604 - 4, Paragraph 1, Item 2 of the Securities Listing Regulations (relevant to Rule 601, Paragraph 1, Item 5 of the same regulations))

Not applicable.

(Note) TSE publicizes whether the state of liabilities in excess of assets is resolved based on the descriptions in a securities report to be submitted after the expiration of the grace period.

Issues under market capitalization examination prescribed in the last sentence of Rule 601, Paragraph 1, Item 7 of the Securities Listing Regulations

Not applicable.

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