Update : Nov. 01, 2011
[Tokyo Stock Exchange, Inc.]
Pursuant to the provisions of Article 39-5, Paragraph 1 of the Trading Participant Regulations, Tokyo Stock Exchange (hereinafter "TSE") shall enact the following measures against MF Global FXA Securities, Ltd. (hereinafter the "Company"), a general trading participant.
Entrustment of brokerage for clearing of securities, etc. in the TSE market shall be suspended for the Company from November 2, 2011 for the foreseeable future.
The Company, which does not hold clearing qualifications, has fallen under the case where it does not designate a designated clearing participant due to cancellation of a clearing entrustment agreement.
DISCLAIMER: This translation may be used only for reference purposes. This English version is not an official translation of the original Japanese document. In cases where any differences occur between the English version and the original Japanese version, the Japanese version shall prevail. Tokyo Stock Exchange, Inc., Tokyo Stock Exchange Group, Inc., and/or Tokyo Stock Exchange Regulation shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, or misunderstanding with regard to this translation.
Tokyo Stock Exchange, Inc.