Update : Oct. 31, 2012
[Tokyo Stock Exchange, Inc.]
Tokyo Stock Exchange (hereinafter, "TSE") has imposed disciplinary action (fine of JPY 200 million) against Nomura Securities Co., Ltd. (hereinafter, the "Company") pursuant to the provisions of Rule 34, Paragraph 2 of the Trading Participant Regulations.
Additionally, TSE has requested the submission of a business improvement report pursuant to the provisions of Rule 19 of the Trading Participant Regulations.
The business improvement report shall include:
DISCLAIMER: This translation may be used for reference purposes only. This English version is not an official translation of the original Japanese document. In cases where any differences occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation is subject to change without notice. Tokyo Stock Exchange, Inc., Tokyo Stock Exchange Group, Inc., and/or Tokyo Stock Exchange Regulation shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, misunderstanding, or changes with regard to this translation.
Tokyo Stock Exchange, Inc.