Rules & Regulations
Rules
Update : Mar. 4, 2010
DISCLAIMER
These translations may be used only for reference purposes. These English versions are not official translation of the original Japanese documents (including tables for comparison of new and old rules and regulations; hereinafter the same). Certain parts of the translation may have been edited to accommodate differences in writing style and expression between English and Japanese. In cases where any differences including those differences above occur between the English version and the original Japanese version, the Japanese version shall prevail. Tokyo Stock Exchange Group, Inc., Tokyo Stock Exchange, Inc. and/or Tokyo Stock Exchange Regulation shall individually or jointly accept no responsibility or liability for damage or loss caused by any error, inaccuracy, or misunderstanding with regard to these translations.
Tokyo Stock Exchange Group, Inc.
| Articles of Incorporation of Tokyo Stock Exchange Group, Inc. (as of November 1, 2007) |
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Tokyo Stock Exchange, Inc.
Articles of Incorporation
| Articles of Incorporation of Tokyo Stock Exchange, Inc. (as of September 30, 2007) |
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| Advisory Committee Rules (as of November 1, 2007) |
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Business Regulations and Related Rules
Business Regulations  (as of March 1, 2010) |
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| Enforcement Rules for Business Regulations (as of March 1, 2010) |
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| Rules Concerning Bids and Offers (as of March 1, 2010) |
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| Rules Concerning Price Limits on Bids and Offers (as of March 1, 2010) |
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| Rules Regarding Trading Units of Foreign Stocks (as of January 4, 2010) |
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| Rules on Regulatory Measures Concerning Securities Trading, etc. or Its Brokerage (as of June 16, 2008) |
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Trading Participant Regulations and Related Rules
| Trading Participant Regulations (as of November 24, 2009) |
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| Trading Participant Agreement (For domestic corporations) (as of January 6, 2003) |
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| Trading Participant Agreement (For foreign corporations which are not exchange trading authorized firms) (as of February 9, 2009) |
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| Trading Participant Agreement (For remote trading participants) (as of February 9, 2009) |
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| Enforcement Rules for Trading Participant Regulations (as of November 24, 2009) |
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| Rules Concerning Examinations on Obtaining Trading Qualifications (as of February 9, 2009) |
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| Rules Regarding Trading Participation Fees, etc. (as of January 4, 2010) |
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| Rules Concerning Securities in lieu of Money as Participant Bonds, Trading Participant Security Money, and Trading Margin for When-issued Transactions (as of January 5, 2009) |
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| Rules on Reporting of Syndicate Cover Transactions (as of September 30, 2007) |
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| Rules Concerning an Issue under Trade Monitoring (as of June 16, 2008) |
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| Regulations for Trading Supervision Systems at Trading Participants to Prevent Unfair Trading (as of June 1, 2009) |
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| Regulations for Order Management Systems at Trading Participants (as of October 1, 2006) |
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| Regulations Concerning Trading Participants' Listing Eligibility Examination Systems (as of January 1, 2008) |
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| Rules Concerning Just and Equitable Principles of Trade (as of January 4, 2010) |
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| Arbitration Rules (as of September 30, 2007) |
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Clearing and Settlement Regulations and Related Rules
| Clearing and Settlement Regulations (as of March 23, 2009) |
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| Enforcement Rules for Clearing and Settlement Regulations (as of January 15, 2009) |
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Margin/Loan Trading Regulations and Related Rules, etc.
| Margin/Loan Trading Regulations (as of July 1, 2009) |
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| Rules for Treatment of Rights Pertaining to Standardized Margin Trading (as of May 11, 2009) |
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| Rules Concerning Selection of Stocks Eligible for Standardized Margin Trading and Loan Trading (as of August 24, 2009) |
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Securities Listing Regulations and Related Rules
| Securities Listing Regulations (as of January 4, 2010) |
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| Enforcement Rules for Securities Listing Regulations (as of January 4, 2010) |
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| Guidelines Concerning Listing Examination, etc. (as of December 30, 2009) |
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| Guidelines Concerning Listed Company Compliance, etc. (as of December 30, 2009) |
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Brokerage Agreement Standards and Related Rules, etc.
| Brokerage Agreement Standards (as of November 16, 2009) |
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| Agreement on Entrustment of When-Issued Transactions (as of January 5, 2009) |
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| Agreement for Setting up Margin Trading Account (as of January 5, 2009) |
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| The Rate of Delinquency Charges Based on the Agreements (as of November 1, 2001) |
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| Exclusion from Securities in lieu of Money for Customer Margin (as of September 30, 2007) |
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Special Regulations and Related Rules
| Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning ToSTNeT Market (as of January 4, 2010) |
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| Enforcement Rules for Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning ToSTNeT Market (as of January 4, 2010) |
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| Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning Government Bond Futures Contract (as of January 4, 2010) [This translation was partially revised on Jan. 18, 2010] |
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| Enforcement Rules for Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning Government Bond Futures Contract (as of January 4, 2010) [This translation was partially revised on Feb. 23, 2010] |
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| Rules on Margin and Transfer of Unsettled Contracts Pertaining to Futures/Options Contract (as of March 23, 2009) |
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| Treatment of the Rules on Margin and Transfer of Unsettled Contracts Pertaining to Futures/Options Contract (as of January 5, 2009) |
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| AGREEMENT FOR SETTING UP FUTURES/OPTIONS TRADING ACCOUNT (for trading at Tokyo Stock Exchange) (as of January 5, 2009) |
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| Derivatives Transactions Designated by the Exchange (as of April 21, 2008) |
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| Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning Index Futures Contract (as of January 4, 2010) [This translation was partially revised on Feb. 23, 2010] |
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| Enforcement Rules for Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning Index Futures Contract (as of January 4, 2010) [This translation was partially revised on Feb. 23, 2010] |
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| Special Regulations of Business Regulations, Margin/Loan Trading Regulations and Brokerage Agreement Standards Concerning Individual Securities Options Contract (as of January 4, 2010) [This translation was partially revised on Feb. 23, 2010] |
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| Enforcement Rules for Special Regulations of Business Regulations, Margin/Loan Trading Regulations, and Brokerage Agreement Standards Concerning Individual Securities Options Contract (as of January 4, 2010) [This translation was partially revised on Feb. 23, 2010] |
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| Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning Options Contract on Government Bond Futures (as of January 4, 2010) [This translation was partially revised on Feb. 23, 2010] |
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| Enforcement Rules for Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning Options Contract on Government Bond Futures (as of January 4, 2010) [This translation was partially revised on Feb. 23, 2010] |
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| Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning Index Options Contract (as of January 4, 2010) [This translation was partially revised on Feb. 23, 2010] |
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| Enforcement Rules for Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning Index Options Contract (as of January 4, 2010) [This translation was partially revised on Feb. 23, 2010] |
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Tokyo Stock Exchange Regulation
| Articles of Incorporation of Tokyo Stock Exchange Regulation (as of November 1, 2007) |
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| Business Regulations of Tokyo Stock Exchange Regulation (as of August 24, 2009) |
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| Enforcement Rules for the Business Regulations of Tokyo Stock Exchange Regulation (as of November 1, 2007) |
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[Related information]
Financial Instruments and Exchange Act (Act No. 25 of 1948)
Companies Act (Part Ⅰ - Part Ⅷ) (Act No. 86 of 2005)
[*This is a link to the websites of the Japanese Government's Cabinet Secretariat.]