Update : Jul. 16, 2013
Tokyo Stock Exchange Regulation determines disciplinary actions for violations, such as fine, censure, trading suspension, and limiting or canceling the trading qualification. Those actions are determined after consultation with the "Disciplinary Committee", an advisory body to the Board, and notified to the relevant exchange.
In order to sustain consistency and uniformity in the application of disciplinary actions, the Tokyo Stock Exchange Regulation has officially announced "Points of Consideration in Deciding Disciplinary Actions".
|Points of Consideration in Deciding Disciplinary Actions|