Corporate Profile
Corporate overview
Listing Examination
Outline of listing examination where applicants' suitability for listing is determined
Listing Administration
Listed company compliance operations aimed at maintaining and improving quality of TSE-listed financial instruments, etc.
Market Surveillance/Monitoring
Outline of market surveillance and monitoring, such as the flow of examination of unfair trading and preventative systems, etc, in the TSE market
Preventing Unfair Trading
Insider trading, market manupilation, etc. that are prohibited in the securities market by law
Guidelines Concerning the Prevention of Unfair Trading
The guidelines concerning the prevention of unfair trading
Participants Examination and Inspection
Outline of trading participants inspection and examination
Disciplinary Action System
Points to note for the purpose of increasing transparency and foresight of punishments when TSE Regulation determines disciplinary actions
History of Disciplinary Actions
Lists of disciplinary actions taken against trading participants
Check Points related to Trading Participant Internal Management Systems
Primary points for trading participant internal management systems based on inspection experiences and manuals. This section is aimed toward improvement of compliance, etc.
TSE COMLEC
TSE COMLEC promotes support for compliance activities by listed companies and trading participants in order to ensure fairness in the market. For such purpose, TSE COMLEC provides opportunities to spread awareness and knowledge about laws and regulations, etc., concerning financial instrument transactions.